Financial Advisor & Broker Investigations NY, NJ, CT
In an effort to confront the ever-increasing incidents of financial fraud, Jennings Smith Investigations, Inc. has established a special investigations unit (SIU) comprised of highly skilled and credentialed specialists in various disciplines to assist both individual and corporate clients in precluding or preventing loss by unscrupulous financial advisors or brokers.
Too often, Governmental agencies including the SEC and FINRA have failed to uncover fraudulent activities within the financial services communities until the scam has unraveled causing investors to loose some or all of their hard earned money. Recovery of these assets is difficult, if not impossible, because many laws enacted by our government officials favor the investment industry rather than victims of fraud by their chosen financial advisor or brokers.
Our Financial SIU provides investment due diligence strategies, using proven investigation tools, to determine if the individual or company you're dealing with has a solid 'track record' of competency and integrity in the financial industry.
If you have any present concerns about your broker or financial advisor, especially if there are 'signs' that they are being dishonest or evasive when questioned about your investments, please contact us for a free consultation by email or telephone. All contacts remain strictly confidential as required by law.
Should you have questions regarding our financial advisor & broker Investigations, please contact us by telephone at 866-629-3757 or via e-mail.
We look forward to hearing from you.
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